Citation: | Yang Xue, Fasheng Miao, Yiping Wu, Linwei Li, Daniel Dias, Yang Tang. Probabilistic Assessment of Constitutive Model Parameters: Insight from a Statistical Damage Constitutive Model and a Simple Critical State Hypoplastic Model. Journal of Earth Science, 2025, 36(2): 685-699. doi: 10.1007/s12583-022-1763-5 |
The constitutive model is essential for predicting the deformation and stability of rock-soil mass. The estimation of constitutive model parameters is a necessary and important task for the reliable characterization of mechanical behaviors. However, constitutive model parameters cannot be evaluated accurately with a limited amount of test data, resulting in uncertainty in the prediction of stress-strain curves. This paper proposes a Bayesian analysis framework to address this issue. It combines the Bayesian updating with the structural reliability and adaptive conditional sampling methods to assess the equation parameter of constitutive models. Based on the triaxial and ring shear tests on shear zone soils from the Huangtupo landslide, a statistical damage constitutive model and a critical state hypoplastic constitutive model were used to demonstrate the effectiveness of the proposed framework. Moreover, the parameter uncertainty effects of the damage constitutive model on landslide stability were investigated. Results show that reasonable assessments of the constitutive model parameter can be well realized. The variability of stress-strain curves is strongly related to the model prediction performance. The estimation uncertainty of constitutive model parameters should not be ignored for the landslide stability calculation. Our study provides a reference for uncertainty analysis and parameter assessment of the constitutive model.
Been, K., Jefferies, M., 2004. Stress Dilatancy in Very Loose Sand. Canadian Geotechnical Journal, 41(5): 972–989. https://doi.org/10.1139/t04-038 |
Bilgin, Ö., Arens, K., Dettloff, A., 2019. Assessment of Variability in Soil Properties from Various Field and Laboratory Tests. Georisk: Assessment and Management of Risk for Engineered Systems and Geohazards, 13(4): 247–254. https://doi.org/10.1080/17499518.2019.1645338 |
Contreras, L. F., Brown, E. T., Ruest, M., 2018. Bayesian Data Analysis to Quantify the Uncertainty of Intact Rock Strength. Journal of Rock Mechanics and Geotechnical Engineering, 10(1): 11–31. https://doi.org/10.1016/j.jrmge.2017.07.008 |
Desai, C. S., El-Hoseiny, K. E., 2005. Prediction of Field Behavior of Reinforced Soil Wall Using Advanced Constitutive Model. Journal of Geotechnical and Geoenvironmental Engineering, 131(6): 729–739. https://doi.org/10.1061/(asce)1090-0241(2005)131:6(729) |
Fan, Z. Q., Tang, H. M., Tan, Q. W., et al., 2019. Ring Shear Tests on Slip Soils and Their Enlightenment to Critical Strength of Reservoir Landslides. Chinese Journal of Geotechnical Engineering, 41(9): 1698–1706 (in Chinese with English Abstract) |
Fang, Z., Harrison, J. P., 2002. Application of a Local Degradation Model to the Analysis of Brittle Fracture of Laboratory Scale Rock Specimens under Triaxial Conditions. International Journal of Rock Mechanics and Mining Sciences, 39(4): 459–476. https://doi.org/10.1016/s1365-1609(02)00036-9 |
Gong, W. P., Juang, C. H., Wasowski, J., 2021. Geohazards and Human Settlements: Lessons Learned from Multiple Relocation Events in Badong, China―Engineering Geologist's Perspective. Engineering Geology, 285: 106051. https://doi.org/10.1016/j.enggeo.2021.106051 |
Guo, X. G., Peng, C., Wu, W., et al., 2016. A Hypoplastic Constitutive Model for Debris Materials. Acta Geotechnica, 11(6): 1217–1229. https://doi.org/10.1007/s11440-016-0494-0 |
Huang, M. L., Sun, D. A., Wang, C. H., et al., 2021. Reliability Analysis of Unsaturated Soil Slope Stability Using Spatial Random Field-Based Bayesian Method. Landslides, 18(3): 1177–1189. https://doi.org/10.1007/s10346-020-01525-0 |
Jiang, S. H., Huang, J. S., 2016. Efficient Slope Reliability Analysis at Low-Probability Levels in Spatially Variable Soils. Computers and Geotechnics, 75: 18–27. https://doi.org/10.1016/j.compgeo.2016.01.016 |
Jiang, S. H., Huang, J. S., Qi, X. H., et al., 2020. Efficient Probabilistic Back Analysis of Spatially Varying Soil Parameters for Slope Reliability Assessment. Engineering Geology, 271: 105597. https://doi.org/10.1016/j.enggeo.2020.105597 |
Jiang, S. H., Liu, X., Huang, J. S., et al., 2022. Efficient Reliability-Based Design of Slope Angles in Spatially Variable Soils with Field Data. International Journal for Numerical and Analytical Methods in Geomechanics, 46(13): 2461–2490. https://doi.org/10.1002/nag.3414 |
Jiang, S. H., Papaioannou, I., Straub, D., 2018. Bayesian Updating of Slope Reliability in Spatially Variable Soils with in-situ Measurements. Engineering Geology, 239: 310–320. https://doi.org/10.1016/j.enggeo.2018.03.021 |
Jiao, Y. Y., Wang, Z. H., Wang, X. Z., et al., 2013. Stability Assessment of an Ancient Landslide Crossed by Two Coal Mine Tunnels. Engineering Geology, 159: 36–44. https://doi.org/10.1016/j.enggeo.2013.03.021 |
Juang, C. H., Zhang, J., Shen, M. F., et al., 2019. Probabilistic Methods for Unified Treatment of Geotechnical and Geological Uncertainties in a Geotechnical Analysis. Engineering Geology, 249: 148–161. https://doi.org/10.1016/j.enggeo.2018.12.010 |
Klár, G., Gast, T., Pradhana, A., et al., 2016. Drucker-Prager Elastoplasticity for Sand Animation. ACM Transactions on Graphics, 35(4): 1–12. https://doi.org/10.1145/2897824.2925906 |
Li, C., Tang, H. M., Han, D. W., et al., 2019. Exploration of the Creep Properties of Undisturbed Shear Zone Soil of the Huangtupo Landslide. Bulletin of Engineering Geology and the Environment, 78(2): 1237–1248. https://doi.org/10.1007/s10064-017-1174-5 |
Li, D. Q., Wang, L., Cao, Z. J., et al., 2019. Reliability Analysis of Unsaturated Slope Stability Considering SWCC Model Selection and Parameter Uncertainties. Engineering Geology, 260: 105207. https://doi.org/10.1016/j.enggeo.2019.105207 |
Li, X., Cao, W. G., Su, Y. H., 2012. A Statistical Damage Constitutive Model for Softening Behavior of Rocks. Engineering Geology, 143/144: 1–17. https://doi.org/10.1016/j.enggeo.2012.05.005 |
Liao, D., Yang, Z. X., 2021. Hypoplastic Modeling of Anisotropic Sand Behavior Accounting for Fabric Evolution under Monotonic and Cyclic Loading. Acta Geotechnica, 16(7): 2003–2029. https://doi.org/10.1007/s11440-020-01127-z |
Miao, F. S., Wu, Y. P., Li, L. W., et al., 2020. Weakening Laws of Slip Zone Soils during Wetting-Drying Cycles Based on Fractal Theory: A Case Study in the Three Gorges Reservoir (China). Acta Geotechnica, 15(7): 1909–1923. https://doi.org/10.1007/s11440-019-00894-8 |
Papaioannou, I., Betz, W., Zwirglmaier, K., et al., 2015. MCMC Algorithms for Subset Simulation. Probabilistic Engineering Mechanics, 41: 89–103. https://doi.org/10.1016/j.probengmech.2015.06.006 |
Phoon, K. K., Kulhawy, F. H., 1999. Characterization of Geotechnical Variability. Canadian Geotechnical Journal, 36(4): 612–624. https://doi.org/10.1139/t99-038 |
Shahnazari, H., Towhata, I., 2002. Torsion Shear Tests on Cyclic Stress-Dilatancy Relationship of Sand. Soils and Foundations, 42(1): 105–119. https://doi.org/10.3208/sandf.42.1105 |
Shen, P. W., Tang, H. M., Ning, Y. B., et al., 2019. A Damage Mechanics Based on the Constitutive Model for Strain-Softening Rocks. Engineering Fracture Mechanics, 216: 106521. https://doi.org/10.1016/j.engfracmech.2019.106521 |
Skempton, A. W., 1985. Residual Strength of Clays in Landslides, Folded Strata and the Laboratory. Géotechnique, 35(1): 3–18. https://doi.org/10.1680/geot.1985.35.1.3 |
Straub, D., Papaioannou, I., 2015. Bayesian Updating with Structural Reliability Methods. Journal of Engineering Mechanics, 141(3): 04014134. https://doi.org/10.1061/(asce)em.1943-7889.0000839 |
Tang, H. M., Li, C. D., Hu, X. L., et al., 2015. Evolution Characteristics of the Huangtupo Landslide Based on in situ Tunneling and Monitoring. Landslides, 12(3): 511–521. https://doi.org/10.1007/s10346-014-0500-2 |
Tang, Y., Wu, W., Yin, K. L., et al., 2019. A Hydro-Mechanical Coupled Analysis of Rainfall Induced Landslide Using a Hypoplastic Constitutive Model. Computers and Geotechnics, 112: 284–292. https://doi.org/10.1016/j.compgeo.2019.04.024 |
Ti, K. S., Huat, B. B., Noorzaei, J., et al., 2009. A Review of Basic Soil Constitutive Models for Geotechnical Application. Electronic Journal of Geotechnical Engineering, 14: 1–18 |
Tian, H., Zeng, K. H., Zhang, H., et al., 2020. Research on Extended Hypoplastic Model and Its Verification for Deposits Soil. IOP Conference Series: Earth and Environmental Science, 570(6): 062034. https://doi.org/10.1088/1755-1315/570/6/062034 |
Wang, J. G., Su, A. J., Xiang, W., et al., 2016. New Data and Interpretations of the Shallow and Deep Deformation of Huangtupo No. 1 Riverside Sliding Mass during Seasonal Rainfall and Water Level Fluctuation. Landslides, 13(4): 795–804. https://doi.org/10.1007/s10346-016-0712-8 |
Wang, S., Wu, W., Cui, D. S., 2022. On Mechanical Behaviour of Clastic Soils: Numerical Simulations and Constitutive Modelling. Géotechnique, 72(8): 706–721. https://doi.org/10.1680/jgeot.20.p.184 |
Wang, S., Wu, W., Peng, C., et al., 2018. Numerical Integration and FE Implementation of a Hypoplastic Constitutive Model. Acta Geotechnica, 13(6): 1265–1281. https://doi.org/10.1007/s11440-018-0684-z |
Wang, X. T., Wu, W., 2011. An Updated Hypoplastic Constitutive Model, Its Implementation and Application. Bifurcations, Instabilities and Degradations in Geomaterials, Springer, Berlin, Heidelberg. |
Wang, Y., Au, S. K., Cao, Z. J., 2010. Bayesian Approach for Probabilistic Characterization of Sand Friction Angles. Engineering Geology, 114(3/4): 354–363. https://doi.org/10.1016/j.enggeo.2010.05.013 |
Wu, W., Bauer, E., 1994. A Simple Hypoplastic Constitutive Model for Sand. International Journal for Numerical and Analytical Methods in Geomechanics, 18(12): 833–862. https://doi.org/10.1002/nag.1610181203 |
Wu, W., Bauer, E., Kolymbas, D., 1996. Hypoplastic Constitutive Model with Critical State for Granular Materials. Mechanics of Materials, 23(1): 45–69. https://doi.org/10.1016/0167-6636(96)00006-3 |
Xia, P., Hu, X. L., Wu, S. S., et al., 2020a. Slope Stability Analysis Based on Group Decision Theory and Fuzzy Comprehensive Evaluation. Journal of Earth Science, 31(6): 1121–1132. https://doi.org/10.1007/s12583-020-1101-8 |
Xie, S. J., Lin, H., Chen, Y. F., et al., 2020b. A Damage Constitutive Model for Shear Behavior of Joints Based on Determination of the Yield Point. International Journal of Rock Mechanics and Mining Sciences, 128: 104269. https://doi.org/10.1016/j.ijrmms.2020.104269 |
Xie, S. J., Lin, H., Wang, Y. X., et al., 2020. A Statistical Damage Constitutive Model Considering Whole Joint Shear Deformation. International Journal of Damage Mechanics, 29(6): 988–1008. https://doi.org/10.1177/1056789519900778 |
Xue, Y., Miao, F. S., Wu, Y. P., et al., 2021. Application of Uncertain Models of Sliding Zone on Stability Analysis for Reservoir Landslide Considering the Uncertainty of Shear Strength Parameters. Engineering with Computers, 38: 3057–3076. https://doi.org/10.1007/s00366-021-01446-z |
Xue, Y., Miao, F. S., Wu, Y. P., et al., 2022. Dynamic Stability Assessment of Reservoir Colluvial Landslide Using a Hypoplastic Clay Constitutive Model Considering the Effects of Drying-Wetting Cycles on the Hydro-Fluctuation Belt. Engineering Geology, 307: 106791. https://doi.org/10.1016/j.enggeo.2022.106791 |
Yang, H. Q., Zhang, L. L., Xue, J. F., et al., 2019. Unsaturated Soil Slope Characterization with Karhunen-Loève and Polynomial Chaos via Bayesian Approach. Engineering with Computers, 35(1): 337–350. https://doi.org/10.1007/s00366-018-0610-x |
Yao, W. M., Li, C. D., Zhan, H. B., et al., 2020. Estimation of Geological Strength Index through a Bayesian Sequential Updating Approach Integrating Multi-Source Information. Tunnelling and Underground Space Technology, 102: 103426. https://doi.org/10.1016/j.tust.2020.103426 |
Yao, Y. P., Hou, W., Zhou, A. N., 2009. UH Model: Three-Dimensional Unified Hardening Model for Overconsolidated Clays. Géotechnique, 59(5): 451–469. https://doi.org/10.1680/geot.2007.00029 |
Yao, Y., Lu, D., Zhou, A., Zou, B., 2004. Generalized Non-Linear Strength Theory and Transformed Stress Space. Science in China Series E, 47(6): 691–709. https://doi.org/10.1360/04ye0199 |
Zhang, T. T., Baroth, J., Dias, D., 2022. Deterministic and Probabilistic Basal Heave Stability Analysis of Circular Shafts Against Hydraulic Uplift. Computers and Geotechnics, 150: 104922. https://doi.org/10.1016/j.compgeo.2022.104922 |
Zhao, H., Shi, C. J., Zhao, M. H., et al., 2017. Statistical Damage Constitutive Model for Rocks Considering Residual Strength. International Journal of Geomechanics, 17(1): 04016033. https://doi.org/10.1061/(asce)gm.1943-5622.0000680 |
Zou, Z. X., Yan, J. B., Tang, H. M., et al., 2020. A Shear Constitutive Model for Describing the Full Process of the Deformation and Failure of Slip Zone Soil. Engineering Geology, 276: 105766. https://doi.org/10.1016/j.enggeo.2020.105766 |